Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Crocker is an active investment advisor representative with Wells Fargo Clearing Services, LLC. Brian has been in the industry since August 2011. Brian is registered with FINRA and is a registered investment advisor in Arkansas, Florida, Maine, Massachusetts, New Hampshire, New York, Rhode Island, Utah, and Vermont. Brian offers investment advisory services to individuals, families, and businesses. Brian holds the Series 7, Series 10, Series 9, Series 63, Series 65, SIE, and Series 99TO licenses. Brian has been associated with Wells Fargo Funds Distributor, LLC and Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
02/06/2020 - Present
Wells Fargo Clearing Services, LLC (BOSTON MA)
MA
08/08/2011 - 04/18/2017
WELLS FARGO FUNDS DISTRIBUTOR, LLC (BOSTON MA)
IA
Issued 01/13/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/09/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brian Crocker is the right advisor for you? Invested Better is here to help.
