Unclaimed
Brian Craig Pennington is a financial advisor currently registered with Vanguard Marketing Corp.. Brian has been in the industry since August 10, 2022 and is registered with 53 states for securities. Brian is also registered with FINRA. Brian is qualified to provide investment advice related to a variety of financial products, including but not limited to stocks, bonds, mutual funds, and exchange-traded funds. Brian is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/11/2022 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 05/19/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/05/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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