Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Moran is a financial advisor with Raymond James & Associates, Inc. located in Overland Park, Kansas. Brian Moran has over 28 years of experience in the financial services industry. Brian Moran has a Series 7, Series 6, and Series 66 licenses. Brian Moran is registered to provide investment advice in several states, including Kansas, Missouri, Texas, and other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
04/20/2022 - Present
Raymond James & Associates, Inc. (Overland Park KS)
KS
10/13/2015 - 04/23/2022
WELLS FARGO CLEARING SERVICES, LLC (OVERLAND PARK KS)
KS
05/11/2009 - 10/16/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (OVERLAND PARK KS)
MO
08/05/2004 - 05/14/2009
ROBERT W. BAIRD & CO. INCORPORATED (KANSAS CITY MO)
CA
02/04/1998 - 07/30/2004
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
IL
07/16/1997 - 01/20/1998
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
IA
02/15/1995 - 07/24/1996
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NA
01/18/1993 - 01/09/1995
F.J. GARBER & CO.
BOTH
Issued 08/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1995
Series 7 - General Securities Representative Examination
BC
Issued 01/14/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brian Moran is the right advisor for you? Invested Better is here to help.
