Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian McClive is a securities professional with over 29 years of experience in the financial services industry. Brian holds several industry licenses and designations including Series 4, 7, 8, 9, 10, 24, 55, 57TO, 63, 99TO and SIE. Brian is currently registered with M. S. Howells & Co., and is also a registered representative of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
03/13/2006 - Present
M. S. Howells & Co. (SCOTTSDALE AZ)
IL
03/23/2005 - 03/06/2006
ROSENTHAL COLLINS EQUITIES, L.L.C. (CHICAGO IL)
TX
01/29/2004 - 10/20/2004
MAY FINANCIAL CORPORATION (DALLAS TX)
TX
09/25/2000 - 03/04/2002
SERVICE ASSET MANAGEMENT COMPANY (AUSTIN TX)
TX
04/19/2000 - 01/19/2001
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
MI
09/09/1991 - 03/15/2000
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 09/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/16/1995
Series 24 - General Securities Principal Examination
BC
Issued 06/14/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/12/1993
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2011
Series 3 - National Commodity Futures Examination
BC
Issued 07/19/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/06/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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