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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Elliott is a financial advisor currently registered with Commonwealth Financial Network in Berlin, CT. Brian has been in the financial services industry since January 1997. Brian also holds a Series 7, Series 24, and Series 66 securities license. Brian has worked for several firms in the past including BANCNORTH INVESTMENT GROUP, INC., PRIMEVEST FINANCIAL SERVICES, INC., NATIONAL PLANNING CORPORATION, LIBERTY SECURITIES CORPORATION, WEBSTER INVESTMENT SERVICES, INC., MECHANICS INVESTMENT SERVICES, INC., and U.S. CLEARING CORP. Brian has been registered with Commonwealth Financial Network since April 2006. Brian provides services for a variety of clients, including high-net-worth individuals, corporations, individuals other than high-net-worth, pension and profit-sharing plans, charitable organizations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CT
04/28/2006 - Present
Commonwealth Financial Network (BERLIN CT)
MN
01/01/2005 - 05/05/2006
BANCNORTH INVESTMENT GROUP, INC. (ST. CLOUD MN)
MN
03/04/2003 - 01/01/2005
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
CA
02/09/2001 - 03/06/2003
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
NY
07/06/2000 - 02/08/2001
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
CT
06/26/2000 - 07/21/2000
WEBSTER INVESTMENT SERVICES, INC. (KENSINGTON CT)
CT
06/30/1997 - 06/23/2000
MECHANICS INVESTMENT SERVICES, INC. (HARTFORD CT)
TX
01/07/1997 - 07/17/1997
U.S. CLEARING CORP. (DALLAS TX)
BOTH
Issued 02/13/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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