Unclaimed
Brian Bolton is a registered representative with Alps Distributors, Inc. and is licensed to provide investment advice in Tennessee. Brian's career in the securities industry began on November 25, 2015. Brian holds the Series 63, SIE, and Series 7 licenses. The firm's main office is located in Memphis, Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
11/25/2015 - Present
Alps Distributors, Inc. (Memphis TN)
BC
Issued 02/01/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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