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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Cornelius Sullivan is a financial advisor with Morgan Stanley. Brian has over 18 years of experience in the financial services industry. Brian is registered with FINRA and holds Series 7, 24, 63, 14, 14A, 21, 25 and SIE licenses. Brian is also registered as an Investment Advisor Representative in Texas and New York. Prior to joining Morgan Stanley, Brian worked as a financial advisor at MetLife Securities Inc. and Labranche & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/18/2020 - Present
Morgan Stanley (PURCHASE NY)
NY
12/05/2011 - 01/10/2013
METLIFE SECURITIES INC. (ELMSFORD NY)
NY
09/01/1999 - 01/31/2008
LABRANCHE & CO. LLC (NEW YORK NY)
BC
Issued 01/09/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/25/2000
Series 14 - Compliance Officer Examination
BC
Issued 10/25/2000
Series 14A - Compliance Official Specialist Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2002
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 11/01/2001
Series 25 - NYSE Trading Assistant Examination
BC
Issued 06/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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