Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Alford is a registered representative with Raymond James & Associates, Inc. Brian has been in the financial services industry since July 1992 and holds Series 7, 24, 63 and 65 licenses. Brian is currently registered with the state of Georgia and Texas as a Registered Representative, and also holds registrations in Alabama, Alaska, Colorado, District of Columbia, Florida, Illinois, Kentucky, Maryland, Michigan, Montana, Nebraska, New York, North Carolina, Pennsylvania, Virginia. Brian has been employed with Raymond James & Associates, Inc. since February 2013 and has previous experience with MORGAN KEEGAN & COMPANY, INC. and SYNOVUS SECURITIES, INC.. Brian is a Director/Officer/Member-Board or Committee for the AMERICAN LITTLE LEAGUE, a position they have held since November 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/14/2019 - Present
Raymond James & Associates, Inc. (COLUMBUS GA)
GA
01/09/2009 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (COLUMBUS GA)
GA
07/07/1992 - 01/23/2009
SYNOVUS SECURITIES, INC. (COLUMBUS GA)
IA
Issued 07/16/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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