Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Smith is an investment advisor representative at Equitable Advisors, LLC. Brian has been working in the financial industry since March 23, 2002. Brian has a variety of registrations, including Series 6, 7, and 66 securities licenses, and holds active licenses in several states. Brian offers financial planning, pension consulting, and educational seminars to both individual and business clients. Brian also manages portfolios and selects other advisors for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
05/06/2022 - Present
Equitable Advisors, LLC (CONSHOHOCKEN PA)
PA
07/06/2016 - 07/25/2016
MSI FINANCIAL SERVICES, INC. (PHILADELPHIA PA)
PA
02/04/2011 - 07/01/2016
METLIFE SECURITIES, INC (PHILADELPHIA PA)
PA
01/05/2005 - 02/10/2011
AXA ADVISORS, LLC (PHILADELPHIA PA)
MA
03/19/2002 - 01/19/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 04/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/18/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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