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Brian Connors

Mizuho Securities USA LLC

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About Brian Connors

Brian Connors is a securities professional with over 25 years of experience in the financial services industry. Brian has held senior roles at several leading firms including Deutsche Bank Securities, Credit Suisse Securities, Morgan Stanley, and Citigroup Global Markets. Brian currently works as a Registered Representative at Mizuho Securities USA LLC. Brian is registered with FINRA and the state of New York.

Firm Information

Brian Connors is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Connors’s Registration & Firm History

NY

08/14/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

08/29/2022 - 07/25/2023

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

04/04/2018 - 09/01/2022

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

01/21/2016 - 04/04/2018

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

06/29/2009 - 02/17/2016

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

08/04/2008 - 07/22/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

05/16/2006 - 07/18/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

04/28/1999 - 05/04/2006

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

08/12/1998 - 02/24/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 09/21/1998

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/06/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brian Connors.
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