Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Conlon is a financial professional with over 19 years of experience in the financial services industry. Brian is currently registered with Stifel, Nicolaus & Company, Inc. and previously worked with National Financial Services LLC, Fidelity Brokerage Services LLC, Barclays Capital Inc. and Lehman Brothers Inc. Brian holds Series 3, 7 and 63 licenses. Brian has a history of working in Boston, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
05/18/2020 - Present
Stifel, Nicolaus & Company, Inc. (BOSTON MA)
MA
08/04/2015 - 04/06/2020
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
MA
07/13/2015 - 04/06/2020
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
MA
09/22/2008 - 06/20/2014
BARCLAYS CAPITAL INC. (BOSTON MA)
MA
01/06/2004 - 09/22/2008
LEHMAN BROTHERS INC. (BOSTON MA)
BC
Issued 01/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2012
Series 3 - National Commodity Futures Examination
BC
Issued 01/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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