Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Mitchell is a financial professional with over 20 years of experience in the industry. Brian has held positions at several leading financial institutions, including Goldman, Sachs & Co., Deutsche Bank Securities Inc., UBS Securities LLC, and Man Securities Inc. Brian currently works at Mizuho Securities USA LLC as a registered representative in Illinois. Brian is licensed to sell securities in Illinois and holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
10/17/2016 - Present
Mizuho Securities USA LLC (CHICAGO IL)
IL
06/30/2011 - 07/14/2016
UBS SECURITIES LLC (CHICAGO IL)
NY
11/02/2006 - 07/11/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
IL
03/18/2005 - 01/31/2006
MAN SECURITIES INC (CHICAGO IL)
NY
04/18/2002 - 02/09/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 05/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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