Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Claude Sherwood is a registered investment advisor representative. Brian has been in the industry since 2006. Brian has passed both the Series 6 and 63 exams as well as the Series 26 exam. Brian is currently registered with PFS Investments Inc. in California. Previously, Brian was registered with PFS Investments Inc. in Georgia. Brian's primary focus is working with individuals and their families. Brian can also help with the investment needs of charitable organizations and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
09/28/2021 - Present
PFS Investments Inc. (SAN DIEGO CA)
GA
03/13/2006 - 12/31/2007
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 09/03/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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