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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Gates is a registered investment advisor representative with Cuso Financial Services, LP. Brian has been in the financial services industry since 1996. Brian is registered with the state of California and Texas as an investment advisor representative. Cuso Financial Services, LP is an investment advisor firm with a long history of serving clients, with approximately $4.7 billion in assets under management. Brian's experience and expertise provide him with the necessary skills to effectively serve a wide range of client needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/13/2023 - Present
Cuso Financial Services, LP (Anaheim CA)
CA
09/24/2012 - 02/06/2023
WESCOM FINANCIAL SERVICES (Anaheim CA)
NC
02/10/2012 - 07/09/2012
LIBERTY PARTNERS FINANCIAL SERVICES, LLC (RALEIGH NC)
CA
06/28/2007 - 08/25/2010
CENTAURUS FINANCIAL, INC. (NEWPORT BEACH CA)
CA
12/10/2005 - 07/03/2007
BROOKSTREET SECURITIES CORPORATION (HUNTINGTON BEACH CA)
NC
01/24/2005 - 08/24/2005
LIBERTY PARTNERS FINANCIAL SERVICES, LLC (RALEIGH NC)
MA
02/03/2003 - 08/03/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
01/31/1997 - 02/03/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
WI
02/24/1994 - 01/31/1997
INVEST FINANCIAL CORPORATION (APPLETON WI)
AZ
08/24/1993 - 11/18/1993
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BOTH
Issued 04/07/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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