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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Mock is an investment advisor representative, licensed in Washington with PNC Capital Advisors LLC, a firm specializing in portfolio management for individuals, businesses, and pooled investment vehicles. Brian has been in the industry since January 11, 2000 and has worked with firms like Russell Investments Implementation Services, LLC and Russell Fund Distributors, Inc. Brian holds multiple licenses and has a strong understanding of the financial market, particularly with investments in securities, commodities, and futures. In addition to his professional roles, Brian is involved with the University of Washington Foster School of Business and Mercer Island School District.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Proprietary investment analysis services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
12/18/2023 - Present
PNC Capital Advisors LLC (Bellevue WA)
WA
10/17/2007 - 05/04/2022
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC (SEATTLE WA)
WA
12/16/1998 - 10/17/2007
RUSSELL FUND DISTRIBUTORS, INC., PART OF RUSSELL INVESTMENTS (TACOMA WA)
IA
Issued 12/16/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2012
Series 32 - Limited Futures Exam-Regulation
BC
Issued 05/02/2000
Series 3 - National Commodity Futures Examination
BC
Issued 12/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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