linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Brian Christopher Way

USI Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brian? Claim Your Profile

About Brian Christopher Way

Brian Christopher Way is a financial advisor with Usi Securities, Inc. Brian Way is registered with the state of California as an Investment Advisor Representative. Brian Way also has a Series 63 registration and has passed the SIE and Series 6 exams. Brian Way has been in the securities industry since December 16, 2011. Brian Way is also registered with the state of North Carolina as a Registered Representative. Brian Way was previously registered with Mutual of America Securities LLC and Mutual of America Life Insurance Company. Brian Way is a Registered Representative of Usi Securities, Inc. and an Investment Adviser Representative.

Firm Information

Brian Way is currently registered with USI Securities, Inc.. USI Securities, Inc. is a Corporation formed on July 29, 1997 and headquartered in GLASTONBURY, CT. The firm is registered with the SEC and all 52 states and offers selection of other advisers services to individuals other than high-net-worth, pension and profit sharing plans, and other investment advisers. The firm has 23 registered representatives and 19 investment adviser representatives and currently manages $0 in assets for 105 clients.
USI Securities, Inc.

95 GLASTONBURY BLVD.

GLASTONBURY, CT 06033

Not reported

Assets Under Management

105

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Bundled consulting and advisory fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brian Way’s Registration & Firm History

CA

01/08/2024 - Present

USI Securities, Inc. (CONCORD CA)

CA

09/28/2015 - 12/06/2022

MUTUAL OF AMERICA SECURITIES LLC (WALNUT CREEK CA)

CA

09/28/2015 - 10/15/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (WALNUT CREEK CA)

CA

10/20/2011 - 09/18/2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WALNUT CREEK CA)

Not sure if Brian Christopher Way is right for you?

Licenses & Designations

IA

Issued 01/08/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/30/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Christopher Way.
Not sure if Brian Christopher Way is right for you?