Unclaimed
Brian Christopher Walsh is a financial advisor at Fidelity Distributors Co. Llc. Brian has been in the financial services industry since March 1, 2014. Brian holds Series 6, 7 and 63 licenses and the SIE exam. Brian is registered with the Financial Industry Regulatory Authority (FINRA) and is registered to sell securities in 52 states. Brian has previously worked at Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
12/02/2015 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
MA
01/01/2008 - 03/05/2009
FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)
MA
06/04/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
BC
Issued 10/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/02/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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