Unclaimed
Brian Slay is a financial professional with experience in the securities industry. Brian is currently registered as a Registered Representative and Investment Adviser Representative with PFS Investments Inc. and is also licensed to provide investment advisory services in Missouri and California. Brian has a strong understanding of investment products and strategies, including variable contracts and insurance products. Brian's experience includes a variety of roles including working in sales and financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MO
07/01/2024 - Present
PFS Investments Inc. (ST LOUIS MO)
IA
Issued 06/12/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/06/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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