Unclaimed
Brian Christopher Simon is an Investment Advisor Representative with Pruco Securities, LLC. Brian has been in the financial industry since 2003 and is currently registered in 13 states. Brian has experience with a wide range of financial products and services, including investment advisory services, securities brokerage, and insurance. Brian has a strong commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
PA
08/16/2024 - Present
Pruco Securities, LLC (Canonsburg PA)
BOTH
Issued 06/18/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/23/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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