Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Christopher Shumaker is a financial advisor with Fidelity Brokerage Services LLC. Brian has been in the financial services industry since February 18, 2021. Brian holds Series 7, Series 63, Series 66, and SIE licenses. Brian has been registered with the state of Rhode Island, as well as 52 other states. Brian previously worked at Equitable Advisors, LLC in Carmel, Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
09/09/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
IN
01/23/2021 - 08/12/2022
EQUITABLE ADVISORS, LLC (CARMEL IN)
BOTH
Issued 01/19/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/10/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Brian Shumaker is the right advisor for you? Invested Better is here to help.
