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Brian Christopher Rees

Pruco Securities, LLC

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About Brian Christopher Rees

Brian Christopher Rees is a financial advisor who has been in the industry since 2009. Brian is registered with Pruco Securities, LLC and has previously been registered with GWFS EQUITIES, INC., IVY DISTRIBUTORS, INC., Waddell & Reed, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brian holds the Series 6, 7, 63, 65, and SIE securities licenses. Brian is a member of FINRA. Brian offers investment advisory services to individuals, corporations, high-net-worth individuals, and trusts. Brian is also registered as an Investment Advisor Representative (IAR) in Kansas.

Firm Information

Brian Rees is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Brian Rees’s Registration & Firm History

MO

09/17/2024 - Present

Pruco Securities, LLC (St. Louis MO)

KS

09/14/2021 - 06/13/2022

GWFS EQUITIES, INC. (OVERLAND PARK KS)

KS

07/18/2017 - 04/30/2021

IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)

KS

07/18/2017 - 04/21/2021

WADDELL & REED (OVERLAND PARK KS)

KS

09/30/2011 - 12/17/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LEAWOOD KS)

KS

02/05/2009 - 08/22/2011

PRUCO SECURITIES, LLC. (OVERLAND PARK KS)

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Licenses & Designations

BOTH

Issued 04/12/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/16/2018

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 06/09/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2017

Series 7 - General Securities Representative Examination

BC

Issued 02/04/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Christopher Rees.
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