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Brian Christopher Peters

Newedge Securities, Inc.

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About Brian Christopher Peters

Brian Christopher Peters is a financial advisor located in Stamford, CT and is currently registered with Newedge Securities, Inc.. Brian holds the Series 66, Series 7TO, and SIE licenses. Brian has been in the industry for over 1 year, and has been with Newedge Securities, Inc. since September 2023. Brian is registered in Florida.

Firm Information

Brian Peters is currently registered with Newedge Securities, Inc.. Newedge Securities, Inc. is a Corporation formed on December 14, 1981. The firm is registered with the SEC and in 53 states. Newedge Securities, Inc. has a history of disclosures including 7 Regulatory Events, 1 Civil Event, and 3 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

68

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Peters’s Registration & Firm History

CT

09/21/2023 - Present

Newedge Securities, Inc. (STAMFORD CT)

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Licenses & Designations

BOTH

Issued 07/18/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/21/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/07/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brian Christopher Peters.
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