Unclaimed
Brian Christopher Peters is a financial advisor located in Stamford, CT and is currently registered with Newedge Securities, Inc.. Brian holds the Series 66, Series 7TO, and SIE licenses. Brian has been in the industry for over 1 year, and has been with Newedge Securities, Inc. since September 2023. Brian is registered in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
09/21/2023 - Present
Newedge Securities, Inc. (STAMFORD CT)
BOTH
Issued 07/18/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/07/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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