Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Christopher O'Leary is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brian has been in the industry since 2011 and has a wide range of experience. Brian has worked with a variety of clients including individuals, corporations, and institutions. Brian holds the Series 7, 63, 66, 86, and 87 securities licenses as well as the SIE exam. Brian is also registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/15/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREAT NECK NY)
NY
11/16/2017 - 11/16/2022
HIGHTOWER SECURITIES, LLC (MELVILLE NY)
NY
05/05/2015 - 07/29/2016
MATRIX CAPITAL GROUP, INC. (NEW YORK NY)
NJ
08/02/2011 - 05/21/2013
NEW ENGLAND SECURITIES (SOMERSET NJ)
NJ
08/02/2011 - 05/21/2013
TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)
NJ
08/02/2011 - 05/21/2013
WALNUT STREET SECURITIES, INC. (SOMERSET NJ)
NJ
07/04/2011 - 05/21/2013
METLIFE SECURITIES INC. (SOMERSET NJ)
NY
01/01/2005 - 03/20/2006
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BOTH
Issued 2/6/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/1/2011
Series 7 - General Securities Representative Examination
BC
Issued 7/25/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 1/31/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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