Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian McLoughlin is a registered representative with Smbc Nikko Securities America, Inc. located in Jersey City, New Jersey. Brian has been in the industry since 2007 and holds the Series 7, Series 63, Series 99TO and SIE licenses. Brian has previously worked at SG Americas Securities, LLC and Barclays Capital Inc. Brian is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
09/07/2021 - Present
Smbc Nikko Securities America, Inc. (Jersey City NJ)
NY
05/31/2019 - 01/06/2021
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
07/12/2006 - 05/16/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 10/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
Not sure Brian McLoughlin is the right advisor for you? Invested Better is here to help.
