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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Christopher Lipps is a financial advisor with Edelman Financial Engines. Brian has over 20 years of experience in the financial services industry and holds the Series 63, 65, 7, 9, 10 and 24 licenses. Brian has previously worked at EF Legacy Securities, LLC, Sanders Morris Harris LLC, Charles Schwab & Co., Inc., Wells Fargo Investments, LLC, Wells Fargo Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brian is a CERTIFIED FINANCIAL PLANNER™ and a Chartered Financial Analyst (CFA). Brian is registered to provide financial advice in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
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NJ
10/16/2018 - Present
Edelman Financial Engines (Haddonfield NJ)
NJ
04/22/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (CHERRY HILL NJ)
VA
09/16/2013 - 04/22/2016
SANDERS MORRIS HARRIS LLC (FAIRFAX VA)
DC
08/07/2002 - 09/24/2013
CHARLES SCHWAB & CO., INC. (WASHINGTON DC DC)
CA
05/02/2001 - 07/29/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
04/05/2001 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
01/26/2000 - 04/03/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CO
08/13/1998 - 12/21/1999
AMERICAN FRONTEER FINANCIAL CORPORATION (DENVER CO)
IA
Issued 03/08/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2014
Series 24 - General Securities Principal Examination
BC
Issued 11/01/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/30/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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