Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Christopher Leal is a securities professional with over 19 years of experience in the financial services industry. Brian has been registered with Vanguard Marketing Corp. since 2010. Brian holds the Series 6, 7, 57, and 63 licenses as well as the SIE exam. Brian is registered in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
05/25/2010 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
06/16/2003 - 09/09/2008
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 06/20/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2016
Series 57 - Securities Trader Exam
BC
Issued 06/09/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/13/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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