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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Christopher Latz is a financial advisor with over 30 years of experience in the industry. Brian is currently registered with Wells Fargo Clearing Services, LLC and has been with them since 2016. Prior to that, Brian worked at Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Brian holds both Series 7 and Series 63 securities licenses as well as Series 31 and Series 65 licenses. He is also a Certified Financial Planner. Brian provides financial planning services to individuals and businesses. Brian is committed to helping his clients achieve their financial goals and is dedicated to providing them with personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
09/01/2016 - Present
Wells Fargo Clearing Services, LLC (PARAMUS NJ)
NJ
06/01/2009 - 09/09/2016
MORGAN STANLEY (PARAMUS NJ)
NJ
11/25/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)
NY
01/28/1993 - 11/28/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/21/1992 - 11/11/1992
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 08/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 07/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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