Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Christopher Jones is a financial advisor at Neuberger Berman BD LLC in NEW YORK, NY. Brian has been in the financial industry since 1998 and has been with Neuberger Berman BD LLC since 1999. Before joining Neuberger Berman BD LLC, Brian worked at NEUBERGER BERMAN MANAGEMENT LLC and WARBURG DILLON READ LLC. Brian is a registered representative with FINRA and holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
11/29/1999 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
08/30/2010 - 06/30/2016
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
NY
06/29/1998 - 12/22/1999
WARBURG DILLON READ LLC (NEW YORK NY)
CT
04/22/1998 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
BC
Issued 07/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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