Unclaimed
Brian Christopher Hughes is a financial advisor associated with Schwab Wealth Advisory, Inc. Brian has been in the financial industry since October 2, 2017. Hughes has a Series 7, Series 66 and SIE license. Brian has been registered with Schwab Wealth Advisory, Inc. since May 2022. Brian Christopher Hughes is also registered with the state of Texas. Prior to working with Schwab Wealth Advisory, Inc. Brian Hughes was previously employed by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
AZ
10/23/2024 - Present
Schwab Wealth Advisory, Inc. (Phoenix AZ)
AZ
08/11/2017 - 05/20/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
BOTH
Issued 10/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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