Unclaimed
Brian Christopher Gilgan is a securities professional with over 20 years of experience in the industry. He has held positions at several firms including Raven Securities Corp. and Fagenson & Co., Inc. Brian currently works for Lucid Capital Markets, LLC and is registered with FINRA as a general securities principal. Brian holds a variety of licenses including Series 7, 9, 10, 14, 24, 63, and 25. He is also a registered representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/30/2015 - Present
Lucid Capital Markets, LLC (New York NY)
NY
01/28/2002 - 12/01/2015
RAVEN SECURITIES CORP. (NEW YORK NY)
NY
07/29/2005 - 07/10/2008
FAGENSON & CO., INC. (NEW YORK NY)
BC
Issued 10/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2009
Series 14 - Compliance Officer Examination
BC
Issued 06/23/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/27/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/19/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/09/2002
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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