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Brian Christopher Gilgan

Lucid Capital Markets, LLC

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About Brian Christopher Gilgan

Brian Christopher Gilgan is a securities professional with over 20 years of experience in the industry. He has held positions at several firms including Raven Securities Corp. and Fagenson & Co., Inc. Brian currently works for Lucid Capital Markets, LLC and is registered with FINRA as a general securities principal. Brian holds a variety of licenses including Series 7, 9, 10, 14, 24, 63, and 25. He is also a registered representative in New York.

Firm Information

Brian Gilgan is currently registered with Lucid Capital Markets, LLC. Lucid Capital Markets, LLC is a Limited Liability Company formed in June 2015. The firm is registered with the SEC and in 23 states.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Gilgan’s Registration & Firm History

NY

11/30/2015 - Present

Lucid Capital Markets, LLC (New York NY)

NY

01/28/2002 - 12/01/2015

RAVEN SECURITIES CORP. (NEW YORK NY)

NY

07/29/2005 - 07/10/2008

FAGENSON & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/18/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/14/2009

Series 14 - Compliance Officer Examination

BC

Issued 06/23/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/27/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/19/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2002

Series 7 - General Securities Representative Examination

BC

Issued 05/09/2002

Series 25 - NYSE Trading Assistant Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There is public disclosure for Brian Christopher Gilgan. Review regulatory record here.
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