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Brian Christopher Gallagher

NBC Securities, Inc.

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About Brian Christopher Gallagher

Brian Christopher Gallagher is a financial advisor currently registered with NBC Securities, Inc.. Brian is active in the securities industry since March 2013 and has experience in Financial Planning and Portfolio Management. Brian's prior experience includes First State Financial Management and Northwestern Mutual Investment Services. Brian has Series 6, 7, 63 and 66 licenses as well as the SIE exam.

Firm Information

Brian Gallagher is currently registered with NBC Securities, Inc.. NBC Securities, Inc. is a corporation headquartered in Birmingham, Alabama, that has been in operation since March 13, 1986. The firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm manages approximately $1 billion to $10 billion in assets and has a presence in all 50 states and the District of Columbia.
NBC Securities, Inc.

1927 FIRST AVENUE NORTH

BIRMINGHAM, AL 35203

$1.72B

Assets Under Management

100

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Gallagher’s Registration & Firm History

MO

06/07/2019 - Present

NBC Securities, Inc. (Farmington MO)

MO

01/20/2016 - 06/07/2019

FIRST STATE FINANCIAL MANAGEMENT, INC. (PARK HILLS MO)

MO

03/04/2013 - 01/15/2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAINT LOUIS MO)

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Licenses & Designations

BOTH

Issued 10/13/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/17/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/2016

Series 7 - General Securities Representative Examination

BC

Issued 03/01/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Christopher Gallagher.
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