Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Christopher Dillon is a financial advisor with over 27 years of experience in the financial services industry. Brian Dillon is currently registered with Vigilant Distributors, LLC in Pennsylvania. Brian Christopher Dillon has experience with a variety of firms, including Lument Securities, Mariner Group Capital Markets, LLC, Funds Distributor, LLC, Old Mutual Investment Partners, and Skandinavia Securities Americas, Inc. Brian Dillon's areas of expertise include Securities Industry Essentials (SIE), Municipal Securities Representative (Series 52TO), Operations Professional (Series 99TO), and General Securities Representative (Series 7).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
10/05/2022 - Present
Vigilant Distributors, LLC (CHADDS FORD PA)
NY
08/26/2021 - 09/13/2022
LUMENT SECURITIES (New York NY)
NY
02/03/2020 - 07/22/2020
MARINER GROUP CAPITAL MARKETS, LLC (HARRISON NY)
MA
01/02/2014 - 08/19/2019
FUNDS DISTRIBUTOR, LLC (BOSTON MA)
MA
04/26/2001 - 12/31/2013
OLD MUTUAL INVESTMENT PARTNERS (BOSTON MA)
MA
12/08/2008 - 03/11/2009
SKANDIA SECURITIES AMERICAS, INC. (BOSTON MA)
PA
09/06/1995 - 04/11/2001
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
MO
06/07/1993 - 08/11/1995
FIRST CLEARING CORPORATION (ST. LOUIS MO)
IA
Issued 01/17/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/1995
Series 24 - General Securities Principal Examination
BC
Issued 02/08/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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