Unclaimed
Brian Christopher Deluca is an investment advisor representative at Cetera Investment Advisers LLC, located in Schaumburg, IL. Brian has been in the financial services industry since 1997. Brian is registered with the state of Illinois as an investment adviser representative. Brian Deluca is a Series 7, Series 6, Series 62, Series 63, Series 24, Series 26 and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
02/19/2014 - Present
Cetera Investment Advisers LLC (SCHAUMBURG IL)
IL
01/06/2012 - 02/24/2012
TRANSAMERICA FINANCIAL ADVISORS, INC (OAK BROOK IL)
IL
04/12/2002 - 01/06/2012
WORLD GROUP SECURITIES, INC. (OAK BROOK IL)
GA
01/17/1997 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 12/3/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/7/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/14/2015
Series 24 - General Securities Principal Examination
BC
Issued 5/15/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/9/2015
Series 7 - General Securities Representative Examination
BC
Issued 3/11/2015
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 1/16/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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