Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Christopher Carstens is a financial advisor with ThinkEquity LLC. Brian has been in the securities industry for 2 years. Brian holds Series 7, 79TO, 63, and 24 licenses and is registered in New York. Brian is also a Registered Representative for Thinkequity LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/03/2021 - Present
Thinkequity LLC (NEW YORK NY)
BC
Issued 10/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2021
Series 24 - General Securities Principal Examination
BC
Issued 09/20/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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