Unclaimed
Brian Christopher Bohr is a financial advisor with over 10 years of experience in the financial industry. Brian is currently registered with BA Securities, LLC and holds Series 63, Series 24, SIE, and Series 79 licenses. Brian has previously worked with WILLIAM AND HENRY ASSOCIATES and INNOVATION CAPITAL, LLC. Brian is registered in California, Montana, New Jersey, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/18/2017 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
CA
06/13/2012 - 05/01/2017
WILLIAM AND HENRY ASSOCIATES (LOS ANGELES CA)
CA
03/08/2012 - 06/22/2012
INNOVATION CAPITAL, LLC (LOS ANGELES CA)
BC
Issued 12/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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