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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Christopher Apple is a financial advisor registered with Wells Fargo Clearing Services, LLC. Brian has been in the industry since 1998 and has a wide range of experience in both the brokerage and investment advisory fields. Brian is registered with the state of North Carolina and is a Series 6, 7, 9, 10, 24, 31, 63 and 65 licensed professional. Brian has a diverse background in the financial industry, including experience with First Union Brokerage Services, Inc. and First Investors Corporation. Brian has also served as a music musician in bands, such as Side Effect Band and Apple Brothers Band.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/29/2005 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
04/23/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
11/03/1997 - 02/17/1998
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 06/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/20/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/20/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 12/31/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/31/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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