Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Christopher Allen is a financial professional with experience in the industry. Brian is currently registered with LPL Financial LLC and has been active in the industry since 2023. Brian is registered in 53 states and is a Series 7, Series 63, Series 57 and Series 99 licensed professional. Brian works with a variety of clients including high-net-worth individuals, individuals, corporations, and charitable organizations. Brian specializes in providing financial planning, consulting, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
04/25/2024 - Present
LPL Financial LLC (FORT MILL SC)
NC
07/17/2023 - 11/09/2023
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 07/31/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2024
Series 57TO - Securities Trader Exam
BC
Issued 04/25/2024
Series 99TO - Operations Professional Examination
BC
Issued 07/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/25/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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