Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Christian Dent is a financial advisor with over 20 years of experience in the industry. Brian has a strong background in investments, with experience in a variety of areas including equities, fixed income, and alternative investments. Brian has been a registered representative of RBC Capital Markets, LLC since 2018. Prior to joining RBC Capital Markets, LLC, Brian was a financial advisor at UBS Financial Services Inc. for almost 10 years. He is also a Series 7, 31, and 63 licensed financial advisor. Brian holds a Series 65 license and is an investment advisor representative for RBC Capital Markets. Brian is committed to providing his clients with personalized financial advice and investment strategies that are tailored to their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/16/2018 - Present
RBC Capital Markets, LLC (BEVERLY HILLS CA)
CA
01/30/2009 - 08/28/2018
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
CA
04/02/2007 - 02/02/2009
MORGAN STANLEY & CO. INCORPORATED (BEVERLY HILLS CA)
CA
01/28/1999 - 04/02/2007
MORGAN STANLEY DW INC. (BEVERLY HILLS CA)
NY
06/24/1997 - 01/29/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
04/16/1997 - 06/09/1997
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
IA
Issued 10/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 04/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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