Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Chan is a financial advisor with LPL Financial LLC. Brian has over 15 years of experience in the financial services industry. Brian holds the Series 7, Series 24, Series 66 and Series 99TO licenses. Brian is registered with the state of California as a Registered Representative and Investment Advisor Representative. Brian specializes in providing financial planning, portfolio management, and consulting services to individuals, families, and businesses. Brian is committed to providing personalized financial advice and helping clients achieve their financial goals. Brian also has experience with Wachovia Securities, LLC and A.G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
06/15/2010 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
01/01/2008 - 02/12/2008
WACHOVIA SECURITIES, LLC (SAN DIEGO CA)
CA
06/22/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SAN DIEGO CA)
BOTH
Issued 06/09/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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