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Brian Charles Schwieters

Walleye Trading LLC

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About Brian Charles Schwieters

Brian Charles Schwieters is a financial professional with over 12 years of experience in the securities industry. Brian has been registered with Walleye Trading LLC since May 6, 2011. Brian has passed the Securities Trader Exam, Securities Industry Essentials Examination, General Securities Representative Examination and the Proprietary Trader Qualification Examination. Brian is licensed in Minnesota and holds several industry certifications.

Firm Information

Brian Schwieters is currently registered with Walleye Trading LLC. Walleye Trading LLC is a Limited Liability Company formed on April 25, 2005. The firm has been approved for SEC registration and has reported 14 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Schwieters’s Registration & Firm History

MN

05/06/2011 - Present

Walleye Trading LLC (Plymouth MN)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/2015

Series 7 - General Securities Representative Examination

BC

Issued 10/19/2011

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brian Charles Schwieters.
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