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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian McNulty is an active broker and investment advisor representative in New Jersey. Brian has been in the industry since 2001, and is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Pennington, New Jersey. Brian has passed the Series 66, 10, 9 and 7 exams as well as the SIE exam. Brian also holds registrations in 50 states and Washington D.C. for brokerage services. Brian was previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York and with Nori, Hennion, Walsh, Inc. in Parsippany, New Jersey. Brian specializes in providing brokerage services for individuals, corporations, charitable organizations, insurance companies, pension plans and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/19/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
NY
02/26/2001 - 09/14/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
11/30/2000 - 01/03/2001
NORI, HENNION, WALSH, INC. (PARSIPPANY NJ)
BOTH
Issued 04/16/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/14/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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