Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Charles Laux is a financial advisor with LPL Financial LLC. Brian has over 30 years of experience in the financial services industry. Brian is registered with the state of New Jersey and New York and holds licenses Series 7, 24, 63, 66 and SIE. Brian provides a wide range of financial services to individuals, families, and businesses. These include financial planning, portfolio management, and retirement planning. Brian is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
07/15/2021 - Present
LPL Financial LLC (HIGHLANDS NJ)
NJ
11/12/2018 - 03/02/2021
REGAL SECURITIES, INC. (Sea Girt NJ)
OH
03/22/2017 - 05/18/2018
VICTORY CAPITAL ADVISERS, INC. (BROOKLYN OH)
IL
06/29/2009 - 03/03/2017
INVESCO DISTRIBUTORS, INC. (WHEATON IL)
NY
02/02/2004 - 12/31/2008
RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (NEW YORK NY)
WI
01/22/2003 - 12/01/2003
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
NY
08/21/2002 - 12/09/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
TX
03/03/1997 - 06/11/2002
VAN KAMPEN FUNDS INC. (HOUSTON TX)
NY
08/11/1992 - 01/27/1997
GLICKENHAUS & CO. (NEW YORK NY)
NJ
04/29/1991 - 08/04/1992
FIRST INVESTORS CORPORATION (EDISON NJ)
NY
08/12/1987 - 04/23/1991
EXECUTIVE INVESTORS CORPORATION (NEW YORK NY)
NA
03/19/1986 - 06/23/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 07/15/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/1993
Series 24 - General Securities Principal Examination
BC
Issued 05/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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