Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Kerester is a securities professional with over 19 years of experience in the financial services industry. Brian is currently registered with Wood Warren & Co. Securities, LLC and has been with the firm since September 2010. Previously, Brian was with Glaucon Capital Partners, L.L.C. in Palmetto, Florida. Brian holds the Series 7, Series 79, SIE, and Series 99TO licenses. Brian is registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/02/2010 - Present
Wood Warren & Co. Securities, LLC (San Francisco CA)
FL
11/24/2003 - 08/02/2010
GLAUCON CAPITAL PARTNERS, L.L.C. (PALMETTO FL)
BC
Issued 11/26/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/21/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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