Unclaimed
Brian Charles Kapka is a registered representative with Thrivent Investment Management Inc. Brian has been in the securities industry since May 21, 2012. Brian holds licenses for Series 66, Series 7, and SIE exams. Brian is registered in 16 states: Arizona, Arkansas, Colorado, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Maine, Michigan, Minnesota, Missouri, North Dakota, South Dakota, and Iowa. Brian is also registered as a registered investment advisor in Iowa. Brian is located in Belmond, Iowa. Brian is associated with Thrivent Investment Management Inc. in Belmond, Iowa and Mason City, Iowa. Brian specializes in investment advice and financial planning services. In addition to Brian's practice with Thrivent Investment Management Inc., Brian is also involved in various other activities including farming, owning a property that houses a coffee shop and professional office space, and co-owning an LLC that owns the office building used for Thrivent business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
06/07/2012 - Present
Thrivent Investment Management Inc. (BELMOND IA)
BOTH
Issued 06/05/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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