Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Jones is a financial professional with over 23 years of experience in the financial services industry. Brian is currently registered with Lightspeed Financial Services Group LLC and holds Series 4, 7, 24, 55, 57TO and SIE licenses. Brian has held previous roles at LightSpeed Trading, LLC, Terra Nova Financial, LLC, Web Street Securities, Inc., and GSG Securities, Inc. Brian is licensed in California, Illinois, Nevada, New Jersey, New York, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/01/2018 - Present
Lightspeed Financial Services Group LLC (Chicago IL)
IL
08/03/2010 - 05/07/2018
LIGHTSPEED TRADING, LLC (CHICAGO IL)
IL
10/05/2000 - 11/02/2010
TERRA NOVA FINANCIAL, LLC (CHICAGO IL)
IL
06/11/1999 - 09/18/2000
WEB STREET SECURITIES, INC. (DEERFIELD IL)
FL
02/03/1999 - 05/11/1999
GSG SECURITIES, INC. (BOCA RATON FL)
BC
Issued 02/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/12/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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