Unclaimed
Brian Johnston is a financial advisor with MML Investors Services, LLC. Brian has been a registered representative since 2011. Brian has a Series 7, Series 66 and SIE license and holds registrations in Arizona, California, Connecticut, Florida, Illinois, Massachusetts, Michigan, New Jersey, New York, North Carolina, Texas, Utah, Virginia, and Washington. Brian previously worked for AXA Advisors, LLC, Northwestern Mutual Investment Services, LLC, and Lenox Advisors. Brian also has life and health insurance licenses and is an insurance broker.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
04/18/2024 - Present
MML Investors Services, LLC (NEW YORK NY)
NY
02/26/2015 - 04/28/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
NY
01/23/2014 - 01/09/2015
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NY
06/29/2011 - 12/23/2013
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 08/10/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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