Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Fitzgerald is an active financial advisor registered with LPL Financial LLC, with over 30 years of experience in the financial industry. Brian has held previous roles with several notable firms, including D.A. Davidson & Co., SunTrust Robinson Humphrey, Inc., and Oppenheimer & Co. Inc. Brian has a strong track record of providing personalized financial advice and investment management services. Brian's experience and commitment to client service make him a valuable resource for individuals and families seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
10/22/2020 - Present
LPL Financial LLC (HOLMDEL NJ)
NY
01/10/2018 - 07/16/2019
D.A. DAVIDSON & CO. (NEW YORK NY)
NY
04/18/2017 - 01/09/2018
SUNTRUST ROBINSON HUMPHREY, INC. (NEW YORK NY)
NY
06/23/2015 - 04/21/2017
COWEN AND COMPANY (NEW YORK NY)
NY
12/09/2013 - 04/23/2015
CRT CAPITAL GROUP LLC (NEW YORK NY)
NY
11/13/2012 - 11/25/2013
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
01/31/2012 - 11/01/2012
IMPERIAL CAPITAL, LLC (NEW YORK NY)
MA
01/14/2008 - 01/30/2012
OPPENHEIMER & CO. INC. (BOSTON MA)
MA
05/08/2003 - 01/14/2008
CIBC WORLD MARKETS CORP. (BOSTON MA)
MO
02/16/2000 - 03/12/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NY
01/02/1992 - 02/04/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
06/12/1989 - 01/15/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
12/20/1988 - 06/22/1989
SHEARSON LEHMAN HUTTON INC.
BC
Issued 02/14/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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