Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Charles Farrell is a financial advisor who has been in the industry since 1986. Brian is currently registered with MML Investors Services, LLC and is licensed to provide financial advice in multiple states. Brian has a wealth of experience in the financial services industry, having worked with MSI Financial Services, Inc., Tower Square Securities, Inc., Advantage Capital Corporation, Travelers Equities Sales, Inc., and First Investors Corporation. Brian's expertise includes working with a wide variety of clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans. Brian holds the Series 6, 7, and SIE licenses, as well as the Uniform Securities Agent State Law Examination (Series 63). Brian is committed to providing his clients with the highest level of service and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CT
03/25/2017 - Present
MML Investors Services, LLC (NEW MILFORD CT)
CT
03/01/2011 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (NEW MILFORD CT)
CT
09/03/1999 - 03/17/2011
TOWER SQUARE SECURITIES, INC. (NEW MILFORD CT)
GA
08/15/1994 - 09/07/1999
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
CA
05/09/1989 - 08/15/1994
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
NA
08/20/1986 - 05/16/1989
FIRST INVESTORS CORPORATION
BC
Issued 03/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Farrell is the right advisor for you? Invested Better is here to help.
