Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Carlos is a registered representative with Wells Fargo Securities, LLC. Brian has been active in the financial services industry since 2024. Brian has passed the Series 63, Series 79TO, and SIE exams. Brian is licensed in New York and holds a current registration with FINRA. Brian is currently located at the firm's office in New York City.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/19/2024 - Present
Wells Fargo Securities, LLC (New York NY)
BC
Issued 07/30/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/12/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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