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Brian Carl Suter

Newedge Securities, Inc.

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About Brian Carl Suter

Brian Suter is a financial advisor with over 27 years of experience in the financial services industry. He is currently registered with Newedge Securities, Inc. and holds the Series 7, 55, 63, 79TO and 57TO securities licenses. Brian has worked with a number of firms throughout his career including Dreyfus Investment Services Corporation, American Express Financial Advisors Inc., IDS Life Insurance Company, and L.C. Wegard & Co., Inc. He is licensed in New York and Pennsylvania.

Firm Information

Brian Suter is currently registered with Newedge Securities, Inc.. Newedge Securities, Inc. is a Corporation formed on December 14, 1981. The firm is registered with the SEC and in 53 states. Newedge Securities, Inc. has a history of disclosures including 7 Regulatory Events, 1 Civil Event, and 3 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

68

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Suter’s Registration & Firm History

PA

04/08/1998 - Present

Newedge Securities, Inc. (PITTSBURGH PA)

PA

08/27/1994 - 05/19/1997

DREYFUS INVESTMENT SERVICES CORPORATION (PITTSBURGH PA)

MN

02/10/1993 - 02/22/1993

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

02/10/1993 - 02/22/1993

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NY

07/21/1992 - 12/19/1992

L.C. WEGARD & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/28/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/20/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brian Carl Suter.
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